1.Algorithm Efficiency§

There are often many approaches (algorithms) to solve a problem. How do we choose between them?

At the heart of computer program design are two (sometimes conflicting) goals.

  1. To design an algorithm that is easy to understand, code, debug.
  2. To design an algorithm that makes efficient use of the computer’s resources.

Goal (1) is the concern of Software Engineering

Goal (2) is the concern of data structures and algorithm analysis

How to Measure Efficiency?

  1. Empirical comparison (run programs)
  2. Asymptotic Algorithm Analysis

Problems, Algorithms, Programs

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Growth Rate Example (1)

Example 1: Find largest value

// Return position of largest value in integer array A
static int largest(int[] A) {
  int currlarge = 0;             // Position of largest element seen
  for (int i=1; i<A.length; i++) // For each element
    if (A[currlarge] < A[i])     //   if A[i] is larger
       currlarge = i;            //     remember its position
  return currlarge;              // Return largest position
}

Growth Rate Example (2)

Example 2: Assignment statement

Example 3: Double loop

sum = 0;
for (j=1; j<=n; j++)     // First for loop
   for (i=1; i<=j; i++)  //   is a double loop
      sum++;
for (k=0; k<n; k++)      // Second for loop
   A[k] = k;

Growth Rate Graph

The growth rates for five equations

Best, Worst, Average Cases

Not all inputs of a given size take the same time to run.

Sequential search for K in an array of \(n\) integers:

Best case:

Worst case:

Average case:

Which Analysis to Use?

Faster Computer or Algorithm?

Suppose we buy a computer 10 times faster.

Faster Computer or Algorithm? 2

\[\begin{split}\begin{array} {l|r|r|l|r} \mathbf{f(n)} & \mathbf{n} & \mathbf{n'} & \mathbf{Change} & \mathbf{n'/n}\\ \hline 10n & 1000 & 10,000 & n' = 10n & 10\\ 20n & 500 & 5000 & n' = 10n & 10\\ 5 n \log n & 250 & 1842 & \sqrt{10} n < n' < 10n & 7.37\\ 2 n^2 & 70 & 223 & n' = \sqrt{10} n & 3.16\\ 2^n & 13 & 16 & n' = n + 3 & --\\ \end{array}\end{split}\]

Asymptotic Analysis: Big-oh

Definition: For \(\mathbf{T}(n)\) a non-negatively valued function, \(\mathbf{T}(n)\) is in the set \(O(f(n))\) if there exist two positive constants \(c\) and \(n_0\) such that \(T(n) \leq cf(n)\) for all \(n > n_0\).

Use: The algorithm is in \(O(n^2)\) in [best, average, worst] case.

Meaning: For all data sets big enough (i.e., \(n>n_0\)), the algorithm always executes in less than \(cf(n)\) steps in the [best, average, worst] case.

Big-oh Notation (cont)

Big-oh notation indicates an upper bound.

Example: If \(\mathbf{T}(n) = 3n^2\) then \(\mathbf{T}(n)\) is in \(O(n^2)\).

Look for the tightest upper bound:

Big-Oh Examples

Example 1: Finding value X in an array (average cost).

Then \(\textbf{T}(n) = c_{s}n/2\).

For all values of \(n > 1, c_{s}n/2 \leq c_{s}n\).

Therefore, the definition is satisfied for \(f(n)=n, n_0 = 1\), and \(c = c_s\). Hence, \(\textbf{T}(n)\) is in \(O(n)\).

Big-Oh Examples (2)

Example 2: Suppose \(\textbf{T}(n) = c_{1}n^2 + c_{2}n\), where \(c_1\) and \(c_2\) are positive.

\(c_{1}n^2 + c_{2}n \leq c_{1}n^2 + c_{2}n^2 \leq (c_1 + c_2)n^2\) for all \(n > 1\).

Then \(\textbf{T}(n) \leq cn^2\) whenever \(n > n_0\), for \(c = c_1 + c_2\) and \(n_0 = 1\).

Therefore, \(\textbf{T}(n)\) is in \(O(n^2)\) by definition.

Example 3: \(\textbf{T}(n) = c\). Then \(\textbf{T}(n)\) is in \(O(1)\).

A Common Misunderstanding

“The best case for my algorithm is n=1 because that is the fastest.”

WRONG!

Big-oh refers to a growth rate as n grows to \(\infty\)

Best case is defined for the input of size n that is cheapest among all inputs of size \(n\).

Big-Omega \(\Omega\)

Definition: For \(\textbf{T}(n)\) a non-negatively valued function, \(\textbf{T}(n)\) is in the set \(\Omega(g(n))\) if there exist two positive constants \(c\) and \(n_0\) such that \(\textbf{T}(n) \geq cg(n)\) for all \(n > n_0\).

Meaning: For all data sets big enough (i.e., \(n > n_0\)), the algorithm always requires more than \(cg(n)\) steps.

Lower bound.

Big-Omega Example

\(\textbf{T}(n) = c_1n^2 + c_2n\).

\(c_1n^2 + c_2n \geq c_1n^2\) for all \(n > 1\).

\(\textbf{T}(n) \geq cn^2\) for \(c = c_1\) and \(n_0 = 1\).

Therefore, \(\textbf{T}(n)\) is in \(\Omega(n^2)\) by the definition.

We want the greatest lower bound.

Theta Notation \(\Theta\)

When big-Oh and \(\Omega\) coincide, we indicate this by using \(\Theta\) (big-Theta) notation.

Definition: An algorithm is said to be in \(\Theta(h(n))\) if it is in \(O(h(n))\) and it is in \(\Omega(h(n))\).

A Common Misunderstanding

Confusing worst case with upper bound.

Upper bound refers to a growth rate.

Worst case refers to the worst input from among the choices for possible inputs of a given size.

Simplifying Rules

  1. If \(f(n)\) is in \(O(g(n))\) and \(g(n)\) is in \(O(h(n))\), then \(f(n)\) is in \(O(h(n))\).
  2. If \(f(n)\) is in \(O(kg(n))\) for some constant \(k > 0\), then \(f(n)\) is in \(O(g(n))\).
  3. If \(f_1(n)\) is in \(O(g_1(n))\) and \(f_2(n)\) is in \(O(g_2(n))\), then \((f_1 + f_2)(n)\) is in \(O(\max(g_1(n), g_2(n)))\).
  4. If \(f_1(n)\) is in \(O(g_1(n))\) and \(f_2(n)\) is in \(O(g_2(n))\), then \(f_1(n)f_2(n)\) is in \(O(g_1(n)g_2(n))\).

Time Complexity Examples (1)

Example: a = b;

This assignment takes constant time, so it is \(\Theta(1)\).

Example:

sum = 0;
for (i=1; i<=n; i++)
   sum += n;

Time Complexity Examples (2)

Example:

sum = 0;
for (j=1; j<=n; j++)     // First for loop
   for (i=1; i<=j; i++)  //   is a double loop
      sum++;
for (k=0; k<n; k++)      // Second for loop
   A[k] = k;

Time Complexity Examples (3)

Example: Compare these two code fragments:

sum1 = 0;
for (i=1; i<=n; i++)     // First double loop
   for (j=1; j<=n; j++)  //   do n times
      sum1++;

sum2 = 0;
for (i=1; i<=n; i++)     // Second double loop
   for (j=1; j<=i; j++)  //   do i times
      sum2++;

Time Complexity Examples (4)

Not all double loops are \(\Theta(n^2)\).

sum1 = 0;
for (k=1; k<=n; k*=2)    // Do log n times
   for (j=1; j<=n; j++)  // Do n times
      sum1++;

sum2 = 0;
for (k=1; k<=n; k*=2)    // Do log n times
   for (j=1; j<=k; j++)  // Do k times
      sum2++;

Other Control Statements

while loop: Analyze like a for loop.

if statement: Take greater complexity of then/else clauses.

switch statement: Take complexity of most expensive case.

Subroutine call: Complexity of the subroutine.

Analyzing Problems

Upper bound: Upper bound of best known algorithm.

Lower bound: Lower bound for every possible algorithm.

Analyzing Problems: Example

May or may not be able to obtain matching upper and lower bounds.

Example of imperfect knowledge: Sorting

  1. Cost of I/O: \(\Omega(n)\).
  2. Bubble or insertion sort: \(O(n^2)\).
  3. A better sort (Quicksort, Mergesort, Heapsort, etc.): \(O(n \log n)\).
  4. We prove later that sorting is in \(\Omega(n \log n)\).

Space/Time Tradeoff Principle

One can often reduce time if one is willing to sacrifice space, or vice versa.

Disk-based Space/Time Tradeoff Principle: The smaller you make the disk storage requirements, the faster your program will run.

Multiple Parameters

Compute the rank ordering for all C pixel values in a picture of P pixels.

  for (i=0; i<C; i++)   // Initialize count
     count[i] = 0;
  for (i=0; i<P; i++)   // Look at all of the pixels
     count[value(i)]++; // Increment a pixel value count
  sort(count);          // Sort pixel value counts

If we use P as the measure, then time is \((P \log P)\).

More accurate is \(\Theta(P + C log C)\).

Space Complexity

Space complexity can also be analyzed with asymptotic complexity analysis.

Time: Algorithm

Space: Data Structure